Takehome:
The Guangdong FDA is implementing a comprehensive supervision and inspection plan for cosmetic manufacturers and distributors in the province.
In order to strengthen cosmetics post-market surveillance and guarantee the quality and safety of cosmetics, the Guangdong FDA is implementing a comprehensive supervision and inspection plan for cosmetic manufacturers and distributors in the province.
(1)Routine Inspections
According to the risk of manufacturing and distribution in the “List of Cosmetics Risks and List of Responsibilities for Risk in Guangdong Province” (see the annex list), the Guangdong FDA shall fully implement direct supervision and routine inspections of D-level risk cosmetics manufacturers and distributors. Routine inspection contents are as follows:
Manufacturers:
- Cosmetics registration and filing;
- Whether the used ingredient is consistent with the ingredient for registration and filing;
- Cosmetic labels;
- The traceability of the cosmetics quality, etc.
Distributors:
The focus of routine inspections of distributors is on the implementation of quality and safety management responsibilities of the wholesale market promoters, which mainly include:
- Review the legitimacy of cosmetic distributors in the wholesale market;
- Establish a review system for the legitimacy of cosmetics on the market;
- Inspect and record cosmetic distributors in the wholesale market regularly;
- Handle and record the illegal cosmetics in accordance with the regulations;
- Establish the rules and regulations for cosmetic distributors’ management and reporting of emergencies, etc.
(2)Unannounced Inspections
The Guangdong FDA will conduct unannounced inspections on 100 enterprises which: were previously found to have unqualified products during sampling tests, were notified by the regulatory authorities, subject of a complaint/report, problems found during risk monitoring process. The major targets of the inspection are on freckle eliminating, sunscreen, hair dye, acne and mask products. Unannounced inspection contents are as follows:
Manufacturers:
- Illegal production, illegal addition and illegal product labeling;
- Whether the manufacturing process meets the requirements of the “Key points for Inspection of Cosmetics Production Licensing” ;
- Evaluate the traceability of the cosmetics quality from ingredients purchase records, product records, inspection and sales records, etc.
Distributors:
The focus of inspections on distributors is the legitimacy and traceability of cosmetics, which mainly include:
- Cosmetics production licenses and approval certificates (filing certificates) ;
- Whether cosmetic labels are consistent with approval certificates;
- Illegal advertising;
- Whether to fulfill the request for invoices;
- The responsibility of the ledger management, etc.
The routine inspections will be carried out in a grid supervision mode, which consists of provincial, municipal, county (district) supervisors and technical staff. The unannounced inspections are mainly based on double randomization. Enterprises are randomly selected from the list of supervised enterprises and inspectors are randomly selected from the list of inspectors.
Problems found in routine and unannounced inspections are, in principle, followed up by the prefecture-level regulatory authorities at the place where the enterprise is located and the results should be reported within one month. Sampling test shall be carried out on suspicious products found during the inspection.
Annex list 1: Pre-judgment of Manufacturers Behavioral Risk in 2018
No. |
Name |
Description |
Event |
Degree |
Measure |
SC-01 |
Enterprise Access |
Ultra-range production |
Product over-range varieties |
significant risk |
Key inspection |
SC-02 |
Product Access |
Unregistered; Illegal production |
Unregistered; Illegal production |
Key risk |
special rectification |
SC-03 |
Ingredient Usage |
Use prohibited and restricted ingredients
|
Detection of prohibited ingredients or restricted ingredients excess
|
Key risk |
special rectification |
SC-04 |
Manufacturing Process |
Microbial contamination; No production records |
Microbial excess; Product quality is not traceable |
Significant risk |
Key Inspection |
SC-05 |
Product Inspection |
Untested products |
Untested products |
General risk |
Random Inspection |
SC-06 |
Labels |
Illegal product labeling |
Illegal product labeling |
Significant risk |
Key Inspection |
SC-07 |
Product Sales |
Product quality is not traceable |
No sales records |
Significant risk |
Key Inspection |
SC-08 |
Quality Traceability |
Adverse events |
Conceal adverse events |
General risk |
Random Inspection |
SC-09 |
Sub-contract Production |
Illegal sub-contract production |
Unregistered products |
Significant risk |
Key Inspection |
Annex List 2: Pre-judgment of Distributors Behavioral Risk in 2018
No. |
Name |
Description |
Event |
Degree |
Measure |
JY-01 |
Enterprise Access |
No business license |
unlicensed business activities |
General risk |
Random Inspection |
JY-02 |
Product Purchase |
Unregistered products; Product quality is not traceable |
No receipt of invoices and vouchers |
Key risk |
Special rectification |
JY-03 |
Product Storage |
Unqualified storage conditions |
Quality Problem |
General risk |
Random Inspection |
JY-04 |
Product Sales |
Illegal business |
Expired products on sale; Wholesale without a ledger |
General risk |
Random Inspection |
JY-05 |
Quality Traceability |
Conceal adverse event |
Severe adverse event |
General risk |
Random Inspection |
Annex List 3: Pre-judgment of Illegal Behavioral Risk in 2018
No. |
Name |
Description |
Event |
Degree |
Measure |
FF-01 |
Illegal production |
Product without license |
Underground dens |
Key risk |
special rectification |
FF-02 |
Illegal addition |
Use prohibited ingredients; restricted ingredients excess |
Detection of prohibited ingredients or restricted ingredients excess |
Key risk |
special rectification |
FF-03 |
Illegal operation |
Illegal product sales |
Illegal product sales |
Key risk |
special rectification |
FF-04 |
Illegal product labeling |
Illegal product labeling |
Illegal product labeling |
Key risk |
special rectification |