1. Cancellation and Withdrawal of New Cosmetic Ingredients (NCIs) Notification
By Nov 30, 2024, a total of 79 NCIs have been notified year to date 1, surpassing 69 NCI notifications in 2023, with more and more market participants. However, some of the notified NCIs have had their notifications cancelled or withdrawn. This article compiles and explores the relevant information.
1.1 Distinction Between Notification Cancellation and Notification Withdrawal
1.1.1 Notification Cancellation
According to Article 59 of the Administrative Measures on Cosmetics Registration and Notification, the NMPA will cancel NCIs or general cosmetics notifications under the following circumstances:
Submission of false documents during notification;
Non-compliance with document requirements, failure to make necessary corrections within the specified time frame, or failure to suspend the sales and use of NCIs and general cosmetics as required;
Notification of NCIs or general cosmetics that fall outside the notification scope.
"Notification Cancellation" is an administrative action taken by the regulatory department. If an NCI is ordered with use suspension or notification cancellation, the cosmetic product registrant and notifier must immediately cease production and operation of cosmetics containing this NCI.
1.1.2 Notification Withdrawal
Under the Cosmetic Supervision and Administration Regulation (CSAR), Administrative Measures on Cosmetics Registration and Notification, and other relevant regulations, "Notification Withdrawal" refers to the voluntary action taken by the notifier. If there are no violations of laws or regulations, cosmetic products containing NCIs with withdrawn notifications can continue to be sold until the end of their shelf life. If production or sales resume later, the registrant and notifier may re-apply for notification using the same name.
1.2 Information on NCIs with Cancelled or Withdrawn Notifications
According to the NCI notification system data from the National Medical Products Administration (NMPA), 7 NCIs have had their notifications cancelled and 6 have been withdrawn. For details, please refer to the table below:
Notification Cancelled | |||||||
No. | INCI/English Name | CAS No. | Notification Date | Date of Cancellation/Withdrawal | Purpose of Use | Ingredient Source | Notes |
1 | Hydrolyzed Alpha-Glucan Polysaccharide | 9051-95-0 | Feb 7, 2023 | Sep 13, 2024 | Film former, adhesive, emollient, emulsion stabilizer, moisturizer | Chemical synthesis | The substance should be managed as existing cosmetic ingredients |
2 | Galactomannan | / | Jul 10, 2023 | Sep 13, 2024 | Moisturizer | Plant extracts | The substance should be managed as existing cosmetic ingredients |
3 | Aminolevulinic Acid HCl | 5451-09-2 | Nov 7, 2023 | Sep 13, 2024 | Hair conditioner, humectant, antioxidant, exfoliating agent | Biotech | / |
4 | Black Ginseng Extract | / | Oct 25, 2023 | Nov 25, 2024 | Skin protectant, anti-wrinkle agent | Plant extracts | The substance should be managed as existing cosmetic ingredients |
5 | α-Dextran Hydroxypropyltrimonium Chlorid | / | Dec 7, 2023 | Nov 25, 2024 | / | / | The substance should be managed as existing cosmetic ingredients |
6 | Sea Cucumber Peptide | / | Dec 18, 2023 | Nov 25, 2024 | / | / | The substance should be managed as existing cosmetic ingredients |
7 | Pterocarpus Marsupium Bark Extract (Pterostilbene) | / | July 18, 2024 | Nov 28, 2024 | / | / | / |
Notification Voluntarily Withdrawn | |||||||
No. | INCI/English Name | CAS No. | Notification Date | Date of Cancellation/Withdrawal | Purpose of Use | Ingredient Source | Notes |
1 | Asivatrep | 1005168-10-4 | Mar 3, 2023 | Feb 1, 2024 | Skin protectant | Chemical synthesis | The substance was suspected of having medical functions and might serve purposes beyond the definition of cosmetics. |
2 | Bakuchiol | 10309-37-2 | Oct 13, 2023 | Jun 12, 2024 | Skin protectant, skin sensory modifier, humectant, antioxidant | Chemical synthesis | The notifier re-notified Bakuchiol with more complete information and therefore withdrew this previous notification number. |
3 | Zinc Hydrolyzed Hyaluronate | / | Apr 20, 2022 | Aug 22, 2024 | Skin protectant, moisturizer | Chemical synthesis | / |
4 | Alpha-Glucan Polysaccharide | 9051-95-0 | Apr 7, 2023 | Aug 22, 2024 | Film-former, abrasive agent, slip agent, adhesive, absorbent, exfoliator | Chemical synthesis | / |
5 | β-Nicotinamide Mononucleotide | 1094-61-7 | Apr 29, 2022 | Sep 13, 2024 | Anti-wrinkle agent, skin protectant, antioxidant | Biotech | / |
6 | Hibiscus taiwanensis root/stem extract | / | Oct 17, 2022 | Oct 15, 2024 | Skin protectant, antioxidant | Plant extracts | / |
1.3 Basis for Determining if an Ingredient is an NCI
The notification cancellation of 5 NCIs is due to that they should be managed as existing cosmetic ingredients in China. Before submitting notifications for NCIs, enterprises must carefully assess whether the ingredient is an NCI.
1.3.1 Determination Basis
The CSAR defines an NCI as a natural or artificial ingredient used in cosmetic products for the first time in China. In January and December 2023, China released the first and second draft of the Technical Guidelines for Determination and Research of New Cosmetic Ingredients, to provide further guidance on the research and classification of NCIs. The draft Guidelines clarifies the definition of NCIs from various perspectives to address the evolving development and supervision needs of the cosmetics industry under the new regulations.
1.3.2 Ingredients that are Considered NCIs
The criteria for identifying ingredients that are classified as NCIs specified in the second draft Guidelines are:
1) Based on management attributes
Category | Description |
NCIs that plays an effective role in cosmetic products | This NCI category covers ingredients with an effect on the dosage form, stability, color, odor, etc. of cosmetic products to enhance or keep its performance, and without impact on the human body within a certain range of action. This NCI category mainly includes matrix ingredients and auxiliary ingredients. |
NCIs that affect the surface of the human body | This NCI category covers ingredients that have tangible effects on the skin, hair, nails, lips, and other surfaces of the human body, such as moisturizers, emollients, anti-wrinkle agents, whitening agents, sunscreens, hair dyes, anti-hair loss agents, etc., and can enable cosmetics to achieve purposes of cleansing, protection, beautification, and enhancement. |
NCIs that plays an effective role in cosmetic products and affect the surface of the human body | While playing an effective role in cosmetic products, this NCI category simultaneously affects the surface of the human body. |
2) Based on management categories
Category | Description |
NCIs used for the first time in China and abroad | This NCI category covers ingredients that are newly discovered and confirmed to be suitable for being used in cosmetics, and ingredients that are known but have not yet been utilized in cosmetics in China and abroad. |
NCIs used for the first time in China | This NCI category covers ingredients that have been utilized in cosmetics internationally but have not yet been utilized in cosmetics in China. |
NCIs based on improvements and innovations to existing ingredients | 1) This NCI category covers existing ingredients with clearly defined purposes and safe usage amounts whose purposes are adjusted to preservatives, sunscreens, colorants, hair dyes, or freckle-removing and whitening agents; or 2) This NCI category covers existing ingredients with clearly defined purposes and safe usage amounts which are improved and innovated. To enhance safety, efficacy, stability, and quality control of the ingredients, companies can conduct substantial R&D on ingredients, such as optimizing ingredient preparation technology, refining production processes, and modifying the material foundations of the ingredients. |
1.3.3 Ingredients that are not Considered NCIs
The second draft Guidelines also clarifies the criteria for identifying ingredients that are not classified as NCIs, including:
1) Ingredients whose intended usage method, application site, or purpose in cosmetics exceeds the boundaries of the cosmetic’s definition;
2) Ingredients explicitly prohibited by cosmetic technical regulations; ingredients sharing similar basic structures, physical and chemical properties, and/or actual functions with prohibited ingredients; and ingredients deemed to be harmful to human health under normal, reasonable, and foreseeable conditions of use;
3) Ingredients listed in the Inventory of Existing Cosmetic Ingredients in China (IECIC), specific ingredients falling under group categories in the IECIC, and ingredients whose material foundation aligns with any ingredients listed in the IECIC.
ChemLinked reminds companies that although low-risk NCIs can be used in cosmetic products after notification, these notified NCIs are still subject to technical review and on-site inspection by regulatory authorities later. The implementation of the NCI notification system does not lower regulatory standards. If the definition of NCI, notification dossier, R&D, or production processes fail to meet regulatory requirements, the notification may be canceled. This cancellation can result in significant losses for both the applicant company and the finished product company utilizing the NCI.
2. Cancellation of General Cosmetic Notification
2.1 Information on General Cosmetics with Cancelled Notifications
In 2024, provinces such as Shandong, Zhejiang, Hunan, and Fujian announced the cancellation of general cosmetic notifications for over 5,000 products, including both imported and Chinese domestic items. Affected categories include shampoo, shower gel, essence, face cream, facial masks, and nail polish. Products with cancelled notifications cannot be sold or imported from the cancellation date. Non-compliance will result in penalties imposed by regulatory authorities.
The primary reasons for cancellation include the applicant’s failure to submit annual reports, notifiers being out of touch, and inadequate notification dossiers. Most cancellations in 2024 stemmed from notifiers failing to submit annual reports on time. Under new regulations, notifiers must submit annual reports for cosmetics notified more than one year ago via the NMPA Registration and Notification Information Service Platform between January 1 and March 31 each year. Failure to do so will result in cancellation.
Li Jincong, founder of the cosmetics banned word website, noted that various factors contribute to notification cancellation. For example, some notifiers are unaware of their reporting obligations, the position of quality and safety personnel is just nominal and does not act a positive role in some companies, and some notifiers cooperate with deregistered factories. Another significant concern is that some notifiers and retailers are unaware that products they sell have had their notifications cancelled, which may risk penalties. 2
Zhang Taijun, R&D director at the Tsuen Chi Beauty Biotechnology Research Institute, stated, "In the annual report, notifiers must submit any issues identified during self-inspections or adjustments made. The high number of cancellations also indicates that the new regulations are effectively taking hold." 2
2.2 Key Considerations for Notifiers
To avoid cancellation, notifiers should: 3
1. Sort out notified products: For products intended for continued production and sale, timely submission of annual reports and relevant information is essential.
2. Withdraw notifications for products whose production and/or sale has been suspended: For products no longer in production or sale, notifiers should proactively apply for notification withdrawal to prevent cancellation by regulatory authorities (the differences between cancellation and withdrawal are explained in the above content.)
3. Cultivate legal awareness: Engage in cosmetics production and operations in strict compliance with laws, regulations, national standards, and technical specifications. Strengthen management, maintain honesty and self-discipline, as well as ensure the quality and safety of cosmetics.
With extensive experience in cosmetic and NCI registration and notification, ChemLinked’s parent company REACH24H Consulting Group offers compliance solutions to assist overseas cosmetic enterprises entering into China market. Welcome to contact us at [email protected] for more advice.
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