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China Consults on Technical Guidelines for Special Cosmetics with Freckle-removing and Whitening Efficacy

The Guidelines integrates the regulatory requirements for “freckle-removing and whitening cosmetics” in CSAR and its subsidiary regulations, including product definition, scope, requirements for using freckle-removing and whitening agents, prohibited claims, safety assessment, and efficacy evaluation. It provides the basis for registrants to prepare registration documents, and the technical review department to review registration documents.

On August 1, 2022, China National Institutes for Food and Drug Control (NIFDC) released the draft Technical Guidelines for Special Cosmetics with Freckle-removing and Whitening Efficacy (Guidelines) for public consultation. 1 Any suggestions can be sent to [email protected] before August 16.

Main Content

The Guidelines consists of three parts:

  • Basic Principles of Freckle-removing and Whitening

  • Definition of Freckle-removing and Whitening Cosmetics

  • Technical Requirements for Freckle-removing and Whitening Cosmetics (including product’s basic information, product name, product formula and ingredient use, product’s executive standard, labeling and packaging, product’s testing report, and safety assessment report)

Applicable Scope

Freckle-removing and whitening cosmetics are classified as special cosmetics and subject to registration management in China. The Guidelines is to provide:

The Guidelines does not apply to cosmetics that achieve freckle-removing and whitening effect through physical covering, nor does it apply to general cosmetics.

Definition of Freckle-removing and Whitening Cosmetics

To clarify the scope of freckle-removing and whitening cosmetics, the Guidelines specifies the product definition, and distinguishes them from sunscreen, cleansing, and exfoliating products.

Definition

Freckle-removing and whitening cosmetics refer to cosmetics helpful in reducing or slowing down skin pigmentation to achieve skin lightening and whitening effects. Products that improve acne marks caused by pigmentation shall also be registered as “freckle-removing and whitening cosmetics."

If the whitening effect is achieved through the physical covering, the products shall be registered as “freckle-removing and whitening cosmetics (only with physical covering effect)," but the Guidelines does not apply to them.

Appropriate use of "keratin exfoliator" in cosmetics can help strengthen the freckle-removing and whitening effect. However, this method is not recognized as a mechanism for freckle-removing and whitening. In addition, “keratin exfoliator” shall not be filled in as freckle-removing and whitening agents when applying for product registration.

Product Differentiation

Product Category

Details

Freckle-removing and whitening cosmetics

1. Products helpful in reducing or slowing down skin pigmentation to achieve skin lightening and whitening effects;

2. Products achieving skin lightening and whitening effect through physical covering;

3. Products aiming to improve acne marks caused by pigmentation.

Sunscreen products

Products formulated with only sunscreen agents and no freckle-removing or whitening agents shall be registered as sunscreen products rather than freckle-removing and whitening cosmetics.


They are allowed to claim to help reduce skin blackening and pigmentation caused by sun exposure, but cannot directly claim freckle-removing or whitening effects.

Cleansing or exfoliating products

Products that improve skin brightness or accelerate keratin exfoliation and renewal only by improving hydration, cleansing, and/or exfoliation do not belong to freckle-removing and whitening cosmetics.

Noteworthy Points in Documents Preparation

ChemLinked summarizes some noteworthy points in the Guidelines when preparing registration documents.

Documents

Noteworthy Points

Product’s Basic Information

  • The product classification code shall include the efficacy code for freckle-removing and whitening;

  • For imported products whose product formulas are specifically designed for the Chinese market (except the products manufactured by entrusted overseas manufacturers), explanatory documents for formula design according to skin types and consumer demands of Chinese consumers, and documents of consumer testing research or human efficacy test conducted on Chinese consumers in China shall be submitted.

Product Name

  • If a term that implies the inclusion of a certain type of ingredient is used as the trade name, and that type of ingredient is contained in the product formula, the use purpose of such ingredient shall be described on the visible panel of the sales packaging. If the implied type of ingredient is not contained, it shall be indicated on the visible panel of the sales packaging that the product does not contain such ingredient, and the relevant term is only used as a trade name;

  • If the name of a specific ingredient or any other vocabulary indicating the category of the ingredient is used, the ingredient shall be consistent with that in the product formula, and the actual efficacy of such ingredient shall be in line with the product’s efficacy claim.

Product Formula

The use of freckle-removing and whitening agents

The freckle-removing and whitening agent shall be specified when filling out the product formula during the registration application. If it is an ingredient with multiple components, the freckle-removing and whitening components shall be specified.

 

The use of freckle-removing and whitening agents shall be scientific and rational. The use basis shall be provided to explain the rationality of their use as freckle-removing and whitening agents (except for newly registered ingredients and notified ingredients). The use basis can be one of the following:

 

1. Regulatory documents

In countries or regions with similar skin types to the main population in China, for those ingredients that have been published by regulations or approved for use as freckle-removing and whitening agents, registrants can provide relevant regulatory documents as the use basis.

 

2. The scientific basis for the mechanism, and efficacy evaluation report of the ingredient

1) The scientific basis for the mechanism should be the experimental research using the ingredient as the experimental object, which can be published literature or data, or laboratory data in compliance with good laboratory practices;

2) The efficacy evaluation of the ingredient shall be carried out in accordance with the evaluation methods included in Safety and Technical Standards for Cosmetics (STSC). If other methods are used, the registrant should provide evidence that the methods used have been validated and the results are consistent with the methods included in STSC.


The ingredient efficacy evaluation report should be issued by testing institutions that obtained qualification accreditation (CMA or CNAS) or conform to the internationally accepted Good Clinical Practice (GCP) or Good Laboratory Practice (GLP).

Ingredient’s safety information

If plant extracts are used as freckle-removing and whitening agents, the ingredient safety information should include characteristic control indicators such as quantitative requirements for index components.

 

If there are clear functional components in the plant extract, control indicators should be set; if there are no clear functional components, the extraction process and production steps should be specific and clear.

Executive Standard

In combination with product characteristics and the actual production process, the production technique should highlight the characteristic steps. For freckle-removing and whitening cosmetics in creams and emulsions, the emulsification steps should be specified. Special attention should be paid to the steps of adding freckle-removing and whitening agents. In addition, the influence of temperature should be considered.

 

In terms of physical, chemical, and microbial indicators as well as quality control measures, at least microorganisms, harmful substances (heavy metals), and pH indicators should be included.

Labeling and Packaging

  • The product's efficacy claims shall be scientific, reasonable, and avoid exaggeration. Claims on the ingredient’s efficacy or mechanism should be consistent with the ingredient’s efficacy basis;

  • Medical terms or implication that products have medical effects are not allowed, such as removing chloasma, removing ephelis, removing pigmented nevus, anti-inflammatory, etc.;

  • Exaggerated or absolute claims are not allowed, such as achieving whitening effect immediately, eliminating melanin, blocking melanin transport, reaching the underlying skin, intelligent targeted black suppression, etc.


*Products that only have sunscreen, cleansing, and/or exfoliating efficacies, and are not registered as freckle-removing and whitening cosmetics shall not directly claim freckle-removing and whitening efficacies.

Product Testing

Safety Assessment

Before May 1, 2024, registrants can submit a simplified safety assessment report in accordance with Technical Guidelines for Cosmetics Safety Assessment. However, it should be noted that the recognized evidence for a simplified safety assessment report does not apply to freckle-removing and whitening agents.

 

When assessing the safety of freckle-removing and whitening agents in the formula, registrants can choose to

  • adopt the safety limits announced by regulations or approved by the regulatory authorities in other countries/regions to prove the ingredient safety;

  • fully assess the ingredient safety according to the risk assessment procedures specified in Technical Guidelines for Cosmetics Safety Assessment.

ChemLinked Comments

List of Cosmetic Whitening Agents

In December 2021, NMPA released a popular science article revealing that relevant departments were preparing to draft a list of cosmetic whitening agents, which would influence the definition of whitening cosmetics in China. However, the Guidelines does not include the whitening agent list. Industry insiders are expecting NMPA to issue the list as soon as possible.

Industry Influence

The demand for freckle-removing and whitening cosmetics in China has always been very strong. However, illegal phenomena such as excessive heavy metals and hormone additions can frequently be seen on the Chinese market. To achieve an immediate whitening effect, some companies may add prohibited ingredients. The Guidelines is the first regulatory document for special cosmetics issued by NIFDC after the release of Cosmetic Supervision and Administration Regulation (CSAR), which will help standardize the registration application and technical review, and regulate the development of the freckle-removing and whitening cosmetics market.

The Guidelines

  • systematically collects and integrates the regulatory requirements for freckle-removing and whitening cosmetics in CSAR and its subsidiary regulations, as well as adds some new requirements. For example, if the product contains an ingredient that is not included in the freckle-removing and whitening ingredient lists of other countries and regions, the registrant shall submit additional documents to explain the ingredient’s whitening mechanism, conduct a safety assessment with stricter requirements, and evaluate the ingredient’s efficacy; 2

  • further raises the compliance threshold for freckle-removing and whitening cosmetics, and leads the industry to focus more on the product and ingredient R&D. Finished products companies need to have more comprehensive considerations when developing such products, and ingredient companies need to deepen the research on the ingredient mechanism. 2

ChemLinked expects assist companies in registering special cosmetics in China. If you have any further cosmetic compliance consultation needs, or are interested in the translation of the Guidelines, please contact us at [email protected].

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